MoneyGlossary.com
Home  

Restricted

Definition: [crh] Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indicatDefinition: ions in a stock, but may serve as broker in agency trades after being properly cleared. TradDefinition: ers are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergersDefinition: and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A reDefinition: stricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.

<< Go back